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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Galena, OH

Every SEC-registered investment adviser representative at a firm office in Galena, with the firms that employ the most of them.

The short answer

5 registered advisors work in Galena; the most are at Fisher Investments (1). 1 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Galena

FirmAdvisors in Galena
Fisher Investments news1
Hornor, Townsend & Kent, LLC1
Peak Financial Partners, LLC1
Strategic Advisers LLC1
United Planners' Financial Services Of America A Limited Partner1

Advisors in Galena, A to Z

CFP advisors in Galena →

Other cities in Ohio

All of Ohio →

Cincinnati 2,358Columbus 1,921Cleveland 623Dublin 508Akron 451Westlake 330Toledo 311Brooklyn 297Beachwood 282Independence 235Dayton 226Pepper Pike 221Canton 213Miamisburg 172Maumee 171Westerville 162Worthington 148Canfield 143Beavercreek 131Centerville 128West Chester 117Hudson 115Findlay 105Richfield 105

Questions

How many financial advisors are in Galena, OH?

5 investment adviser representatives are registered at firm offices in Galena, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Galena?

Fisher Investments, with 1 registered advisors in Galena, followed by Hornor, Townsend & Kent, LLC with 1.

How do I check a financial advisor in Galena?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.