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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Wilmington, A to Z.

The short answer

5 registered advisors work at Northwestern Mutual Investment Services, LLC in Wilmington, out of 1,946 at the firm nationwide; it ranks number 26 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Wilmington, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Wilmington

All Wilmington advisors →

Wells Fargo Clearing Services, LLC 39Edward Jones 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 21Wells Fargo Advisors Financial Network, LLC 18Commonwealth Financial Network 15Morgan Stanley 14Raymond James Financial Services Advisors, Inc. 14Raymond James & Associates, Inc. 12UBS Financial Services Inc. 12First Citizens Investor Services, Inc. 11Captrust 10Cetera Investment Advisers LLC 10

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Wilmington?

5 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Wilmington?

Northwestern Mutual Investment Services, LLC ranks number 26 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 39.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.