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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Raleigh, A to Z.

The short answer

4 registered advisors work at LPL Enterprise, LLC in Raleigh, out of 2,869 at the firm nationwide; it ranks number 62 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

LPL Enterprise, LLC advisors in Raleigh, A to Z

Every LPL Enterprise, LLC advisor →

LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Enterprise, LLC advisors in other cities

Irvine, CA 59Bedminster, NJ 58Troy, MI 57Indianapolis, IN 52Melville, NY 45Holmdel, NJ 42Warrington, PA 41Atlanta, GA 40St Louis, MO 39New York, NY 37Cockeysville, MD 35Houston, TX 35St Louis Park, MN 33Tampa, FL 33San Jose, CA 31

Other firms in Raleigh

All Raleigh advisors →

Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50

Questions

How many financial advisors does LPL Enterprise, LLC have in Raleigh?

4 investment adviser representatives are registered at LPL Enterprise, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Enterprise, LLC one of the largest advisor employers in Raleigh?

LPL Enterprise, LLC ranks number 62 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.

How do I check a LPL Enterprise, LLC advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.