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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Raleigh, NC

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Raleigh, A to Z.

The short answer

11 registered advisors work at Charles Schwab & Co., Inc. in Raleigh, out of 5,937 at the firm nationwide; it ranks number 31 in the city by advisors. 2 list the CFP designation and 11 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Raleigh, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Raleigh

All Raleigh advisors →

Captrust 121Merrill Lynch, Pierce, Fenner & Smith Incorporated 101Wells Fargo Clearing Services, LLC 101Strategic Advisers LLC 97First Citizens Investor Services, Inc. 86Morgan Stanley 84Capital Investment Advisory Services, LLC 69Edward Jones 69LPL Financial LLC 62Credit Union Investment Services 51Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 49

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Raleigh?

11 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 2 list the CFP designation and 11 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Raleigh?

Charles Schwab & Co., Inc. ranks number 31 in Raleigh by registered advisors; Captrust has the most, with 121.

How do I check a Charles Schwab & Co., Inc. advisor in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.