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Financial ADVSR advisor directory · SEC adviser records

Seneca Financial Advisors LLC financial advisors in Rochester, NY

Every SEC-registered investment adviser representative at a Seneca Financial Advisors LLC office in Rochester, A to Z.

The short answer

6 registered advisors work at Seneca Financial Advisors LLC in Rochester, out of 6 at the firm nationwide; it ranks number 37 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Seneca Financial Advisors LLC advisors in Rochester, A to Z

Every Seneca Financial Advisors LLC advisor →

Seneca Financial Advisors LLC advisors in every city and state →Seneca Financial Advisors LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Rochester

All Rochester advisors →

LPL Financial LLC 64Equitable Advisors, LLC 63Morgan Stanley 58UBS Financial Services Inc. 50MML Investors Services, LLC 48Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 32J.P. Morgan Securities LLC 30Strategic Advisers LLC 30Ameriprise Financial Services, LLC 29Ashton Thomas Securities, LLC 23

Questions

How many financial advisors does Seneca Financial Advisors LLC have in Rochester?

6 investment adviser representatives are registered at Seneca Financial Advisors LLC offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Seneca Financial Advisors LLC one of the largest advisor employers in Rochester?

Seneca Financial Advisors LLC ranks number 37 in Rochester by registered advisors; LPL Financial LLC has the most, with 64.

How do I check a Seneca Financial Advisors LLC advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Seneca Financial Advisors LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.