Financial ADVSR advisor directory · SEC adviser records
Guggenheim Investments financial advisors in New York, NY
Every SEC-registered investment adviser representative at a Guggenheim Investments office in New York, A to Z.
The short answer
26 registered advisors work at Guggenheim Investments in New York, out of 40 at the firm nationwide; it ranks number 59 in the city by advisors. 0 list the CFP designation and 26 are also registered broker representatives.
Guggenheim Investments advisors in New York, A to Z
Every Guggenheim Investments advisor →- Lauren A. AndersonAlso a broker rep
- Johnson Asase JrAlso a broker rep
- William F. BlattnerAlso a broker rep
- Christopher G. BradleyAlso a broker rep
- Matthew V. BuccigrossoAlso a broker rep
- John F. ChisholmAlso a broker rep
- Christopher Z. CosantinoAlso a broker rep
- Ryan T. CushingAlso a broker rep
- Dru F. GirardAlso a broker rep
- Geri HerroAlso a broker rep
- Michael HoareAlso a broker rep
- Houston S. JarvisAlso a broker rep
- Usman R. KhanAlso a broker rep
- Zachary KozlowskiAlso a broker rep
- Catherine J. NettlesAlso a broker rep
- Nicholas D. OrsiAlso a broker rep
- Jonathan D. PanoshAlso a broker rep
- Christopher V. ParisiAlso a broker rep
- Matthew PetrizzoAlso a broker rep
- Anthony PiazzaAlso a broker rep
- Jacob C. SchultzAlso a broker rep
- Anthony J. SendraAlso a broker rep
- Peter C. SloanAlso a broker rep
- Kevin TrucklyAlso a broker rep
- Peter VlagosAlso a broker rep
- Alison A. WebsterAlso a broker rep
Guggenheim Investments advisors in every city and state →Guggenheim Investments: assets, clients and custodians →Advisor Moves: who changed firms this week →
Guggenheim Investments advisors in other cities
Chicago, IL 5Bayside, NY 1Bellvue, WA 1Cumming, GA 1Fair Haven, NJ 1Garden City, NY 1Maple Grove, MN 1Port Washington, NY 1Saddle River, NJ 1San Francisco, CA 1
Other firms in New York
All New York advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 2,514Morgan Stanley 2,116J.P. Morgan Securities LLC 1,933UBS Financial Services Inc. 953Citigroup Global Markets Inc. 624Neuberger Berman Bd LLC 508Cerity Partners LLC 363Wells Fargo Clearing Services, LLC 324Equitable Advisors, LLC 313Oppenheimer & Co. Inc. 223MML Investors Services, LLC 161Rockefeller Financial LLC 159
Questions
How many financial advisors does Guggenheim Investments have in New York?
26 investment adviser representatives are registered at Guggenheim Investments offices in New York, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 40 nationwide. 0 list the CFP designation and 26 are also registered as broker representatives.
Is Guggenheim Investments one of the largest advisor employers in New York?
Guggenheim Investments ranks number 59 in New York by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 2,514.
How do I check a Guggenheim Investments advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Guggenheim Investments office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.