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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Albany, NY

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Albany, A to Z.

3 registered advisors work at Commonwealth Financial Network in Albany, out of 2,715 at the firm nationwide; it ranks number 27 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.

Commonwealth Financial Network advisors in Albany, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 160San Diego, CA 67Glastonbury, CT 51Overland Park, KS 28Rochester, NY 27Needham, MA 24Worcester, MA 23Dallas, TX 19Danvers, MA 17Shelton, CT 17Wilmington, NC 17New York, NY 16Pittsford, NY 16Roanoke, VA 16Burlington, MA 15

Other firms in Albany

All Albany advisors →

LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Pks Advisory Services, LLC 33Northwestern Mutual Investment Services, LLC 28Strategic Advisers LLC 17Wells Fargo Clearing Services, LLC 17Janney Montgomery Scott LLC 13UBS Financial Services Inc. 12Ameriprise Financial Services, LLC 11Citizens Securities, Inc. 10Focus Partners Wealth, LLC 8Private Advisor Group, LLC 8

Questions

How many financial advisors does Commonwealth Financial Network have in Albany?

3 investment adviser representatives are registered at Commonwealth Financial Network offices in Albany, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 2,715 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Albany?

Commonwealth Financial Network ranks number 27 in Albany by registered advisors; LPL Financial LLC has the most, with 58.

How do I check a Commonwealth Financial Network advisor in Albany?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.