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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lodi, NJ

Every SEC-registered investment adviser representative at a firm office in Lodi, with the firms that employ the most of them.

The short answer

4 registered advisors work in Lodi; the most are at J.P. Morgan Securities LLC (1). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Lodi

FirmAdvisors in Lodi
J.P. Morgan Securities LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Strategic Advisers LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Lodi, A to Z

Search all of New Jersey →

Other cities in New Jersey

All of New Jersey →

Morristown 1,113Princeton 834Paramus 731Red Bank 701Weehawken 606Florham Park 578Pennington 573Summit 464Jersey City 454Marlton 371Parsippany 315Short Hills 279Mount Laurel 263Warren 173Bedminster 168Fairfield 152Wall 152Cherry Hill 149Iselin 137Bridgewater 133Shrewsbury 128Holmdel 126Toms River 120Manasquan 114

Questions

How many financial advisors are in Lodi, NJ?

4 investment adviser representatives are registered at firm offices in Lodi, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lodi?

J.P. Morgan Securities LLC, with 1 registered advisors in Lodi, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 1.

How do I check a financial advisor in Lodi?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.