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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hallock, MN

Every SEC-registered investment adviser representative at a firm office in Hallock, with the firms that employ the most of them.

4 registered advisors work in Hallock; the most are at Cetera Investment Advisers LLC (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Hallock

FirmAdvisors in Hallock
Cetera Investment Advisers LLC news2
LPL Financial LLC news1
Lincoln Investment1

Advisors in Hallock, A to Z

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Other cities in Minnesota

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Minneapolis 2,417Plymouth 738Edina 631Bloomington 575Wayzata 459Minnetonka 457Rochester 245Arden Hills 208Saint Paul 178Eden Prairie 166Golden Valley 156Maple Grove 147Woodbury 144Duluth 143St. Paul 118Eagan 116St Paul 112Burnsville 95New Brighton 92St Cloud 92St Louis Park 92Stillwater 92St. Louis Park 81Lake Elmo 74

Questions

How many financial advisors are in Hallock, MN?

4 investment adviser representatives are registered at firm offices in Hallock, Minnesota, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Hallock?

Cetera Investment Advisers LLC, with 2 registered advisors in Hallock, followed by LPL Financial LLC with 1.

How do I check a financial advisor in Hallock?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.