Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WM Truist Names New Wealth Co-Heads in Leadership ShakeupIN American Express to make job cuts as AI revolution ramps upIN SEC’s 2027 exam priorities put RIA conflicts and cyber risks in focusWM Who Wears the Cost?WM WealthStack Roundup: Syntax Integrates With Schwab's iRebal to Streamline Direct IndexingFP Independents lag on AI. Here's how they can catch upSEC SEC Announces Fiscal Year 2027 Examination PrioritiesWSR The Rise Of The Fractional Family OfficeIN Fintech bytes: SEI, FinTurk and Powerlytics unveil new advisor toolsIN Private equity is knocking. Who should be in your corner?

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Auburn, MA

Every SEC-registered investment adviser representative at a firm office in Auburn, with the firms that employ the most of them.

20 registered advisors work in Auburn; the most are at Commonwealth Financial Network (6). 3 list the CFP designation and 18 are also registered broker representatives.

Firms with the most advisors in Auburn

FirmAdvisors in Auburn
Commonwealth Financial Network news6
LPL Financial LLC news3
Edward Jones news2
J.P. Morgan Securities LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Strategic Advisers LLC2
Boyd Financial Strategies, Inc.1
Keystone Capital Advisors LLC1
LPL Enterprise, LLC news1

Advisors in Auburn, A to Z

CFP advisors in Auburn →

Other cities in Massachusetts

All of Massachusetts →

Boston 3,833Waltham 477Wellesley 415Needham 267Hingham 218Worcester 194Burlington 189Springfield 180Braintree 175Westborough 166Danvers 139Norwell 137Wakefield 124Westwood 123Wellesley Hills 119Beverly 118Woburn 116Newton 112Andover 111Cambridge 110Bolton 95Plymouth 92Hyannis 88Framingham 84

Questions

How many financial advisors are in Auburn, MA?

20 investment adviser representatives are registered at firm offices in Auburn, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records. 18 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Auburn?

Commonwealth Financial Network, with 6 registered advisors in Auburn, followed by LPL Financial LLC with 3.

How do I check a financial advisor in Auburn?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.