Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Phoenix, MD
Every SEC-registered investment adviser representative at a firm office in Phoenix, with the firms that employ the most of them.
12 registered advisors work in Phoenix; the most are at Cambridge Investment Research Advisors, Inc. (3). 4 list the CFP designation and 8 are also registered broker representatives.
Firms with the most advisors in Phoenix
| Firm | Advisors in Phoenix |
|---|---|
| Cambridge Investment Research Advisors, Inc. news | 3 |
| Raskin Global Inc. | 2 |
| Apprise Wealth Management LLC | 1 |
| Equitable Advisors, LLC news | 1 |
| Ip Financial Advisory Services LLC | 1 |
| Noon Investment Management LLC | 1 |
| Osaic Wealth, Inc. news | 1 |
| RBC Capital Markets, LLC news | 1 |
| William Blair | 1 |
Advisors in Phoenix, A to Z
CFP advisors in Phoenix →- Graham T. BauerCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Michael R. FordRBC Capital Markets, LLC
- Nancy M. GroffEquitable Advisors, LLC
- Douglas R. MadairyCambridge Investment Research Advisors, Inc.
- Gabriela C. MiutescuRaskin Global Inc. · Certified Financial Planner
- George J. NoonNoon Investment Management LLC · Chartered Financial Analyst
- Leonard P. RaskinRaskin Global Inc. · Certified Financial Planner, Chartered Financial Consultant
- Thomas N. ThibeaultWilliam Blair
- David A. WasselOsaic Wealth, Inc. · Certified Financial Planner
- Philip H. WeissApprise Wealth Management LLC · Chartered Financial Analyst
- Mark WileyCambridge Investment Research Advisors, Inc.
- Walter N. ZurowskiIp Financial Advisory Services LLC
Other cities in Maryland
All of Maryland →Bethesda 820Baltimore 662Hunt Valley 567Annapolis 437Rockville 390Columbia 366Owings Mills 322Towson 284Frederick 198Lutherville 170Bel Air 132North Bethesda 125Gaithersburg 120Timonium 112Potomac 111Chevy Chase 97Ellicott City 92Easton 74Silver Spring 72Salisbury 68Hagerstown 66Cockeysville 63Severna Park 60Westminster 45
Questions
How many financial advisors are in Phoenix, MD?
12 investment adviser representatives are registered at firm offices in Phoenix, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Phoenix?
Cambridge Investment Research Advisors, Inc., with 3 registered advisors in Phoenix, followed by Raskin Global Inc. with 2.
How do I check a financial advisor in Phoenix?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.