Financial ADVSR advisor directory · SEC adviser records
Founders Financial Securities LLC financial advisors in Columbia, MD
Every SEC-registered investment adviser representative at a Founders Financial Securities LLC office in Columbia, A to Z.
The short answer
3 registered advisors work at Founders Financial Securities LLC in Columbia, out of 100 at the firm nationwide; it ranks number 27 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
Founders Financial Securities LLC advisors in Columbia, A to Z
Every Founders Financial Securities LLC advisor →- Alexander H. LimAlso a broker rep
- Steven A. LimCertified Financial Planner · Also a broker rep
- Stephen Y. TanAlso a broker rep
Founders Financial Securities LLC advisors in every city and state →Founders Financial Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Founders Financial Securities LLC advisors in other cities
Towson, MD 11Frederick, MD 5Brighton, MI 4Timonium, MD 4Athol, MA 3Bel Air, MD 3Fresno, CA 3Martinsburg, WV 3Baltimore, MD 2Chadds Ford, PA 2Charlton, MA 2Dayton, OH 2Finksburg, MD 2Jenison, MI 2Lansing, MI 2
Other firms in Columbia
All Columbia advisors →Wells Fargo Clearing Services, LLC 63Equitable Advisors, LLC 52Merrill Lynch, Pierce, Fenner & Smith Incorporated 36Ameriprise Financial Services, LLC 16LPL Financial LLC 15Morgan Stanley 14Cetera Investment Advisers LLC 13Raymond James Financial Services Advisors, Inc. 12Baltimore-Washington Financial Advisors 11Strategic Advisers LLC 11MML Investors Services, LLC 9Transamerica Financial Advisors, LLC 7
Questions
How many financial advisors does Founders Financial Securities LLC have in Columbia?
3 investment adviser representatives are registered at Founders Financial Securities LLC offices in Columbia, Maryland, according to the SEC's Investment Adviser Public Disclosure records, out of 100 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is Founders Financial Securities LLC one of the largest advisor employers in Columbia?
Founders Financial Securities LLC ranks number 27 in Columbia by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 63.
How do I check a Founders Financial Securities LLC advisor in Columbia?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Founders Financial Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.