Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Finksburg, MD
Every SEC-registered investment adviser representative at a firm office in Finksburg, with the firms that employ the most of them.
5 registered advisors work in Finksburg; the most are at Founders Financial Securities LLC (2). 2 list the CFP designation and 5 are also registered broker representatives.
Firms with the most advisors in Finksburg
| Firm | Advisors in Finksburg |
|---|---|
| Founders Financial Securities LLC | 2 |
| LPL Enterprise, LLC news | 2 |
| State Farm Investment Management Corp. | 1 |
Advisors in Finksburg, A to Z
CFP advisors in Finksburg →- Mark J. DarrellFounders Financial Securities LLC · Certified Financial Planner
- Nathaniel D. HighLPL Enterprise, LLC
- Emily D. MascioFounders Financial Securities LLC · Certified Financial Planner
- David P. McCabeLPL Enterprise, LLC · Chartered Financial Consultant
- Ronald A. RuffnerState Farm Investment Management Corp.
Other cities in Maryland
All of Maryland →Bethesda 820Baltimore 662Hunt Valley 567Annapolis 437Rockville 390Columbia 366Owings Mills 322Towson 284Frederick 198Lutherville 170Bel Air 132North Bethesda 125Gaithersburg 120Timonium 112Potomac 111Chevy Chase 97Ellicott City 92Easton 74Silver Spring 72Salisbury 68Hagerstown 66Cockeysville 63Severna Park 60Westminster 45
Questions
How many financial advisors are in Finksburg, MD?
5 investment adviser representatives are registered at firm offices in Finksburg, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Finksburg?
Founders Financial Securities LLC, with 2 registered advisors in Finksburg, followed by LPL Enterprise, LLC with 2.
How do I check a financial advisor in Finksburg?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.