Adviser and broker representative · Founders Financial Securities LLC
Alexander H. Lim
CRD 1862168 · Columbia, MD
At a glance
Alexander H. Lim is an investment adviser representative with Founders Financial Securities LLC in Columbia, MD, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Alexander’s SEC record dates to 2002, about 24 years ago. Alexander is also registered as a broker representative.
Current advisory firm
- Founders Financial Securities LLCSince June 2016Columbia, MD · $4.1B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Alexander’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.