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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Raceland, LA

Every SEC-registered investment adviser representative at a firm office in Raceland, with the firms that employ the most of them.

3 registered advisors work in Raceland; the most are at J.P. Morgan Securities LLC (3). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Raceland

FirmAdvisors in Raceland
J.P. Morgan Securities LLC news3

Advisors in Raceland, A to Z

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Other cities in Louisiana

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New Orleans 679Baton Rouge 588Metairie 343Lafayette 313Shreveport 213Mandeville 176Lake Charles 107Covington 74Monroe 74Slidell 54Houma 52Alexandria 47Thibodaux 38New Iberia 28Ruston 26Hammond 25Bossier City 21Gretna 21Gonzales 19Kenner 16Denham Springs 15Harahan 15Opelousas 15West Monroe 15

Questions

How many financial advisors are in Raceland, LA?

3 investment adviser representatives are registered at firm offices in Raceland, Louisiana, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Raceland?

J.P. Morgan Securities LLC, with 3 registered advisors in Raceland.

How do I check a financial advisor in Raceland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.