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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Dubuque, IA

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Dubuque, A to Z.

The short answer

9 registered advisors work at Wells Fargo Clearing Services, LLC in Dubuque, out of 13,134 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Dubuque, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112

Other firms in Dubuque

All Dubuque advisors →

Friday Financial 25LPL Financial LLC 18Cetera Planning Partners 17Stackstone Wealth, LLC 15Steele Capital Management, Inc. 13Cetera Investment Advisers LLC 11Edward Jones 10Ameriprise Financial Services, LLC 6Avantax Planning Partners, Inc. 6Nations Financial Group, Inc. 6Weitzel Financial Services, Inc. 6State Farm Investment Management Corp. 5

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Dubuque?

9 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Dubuque, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Dubuque?

Wells Fargo Clearing Services, LLC ranks number 8 in Dubuque by registered advisors; Friday Financial has the most, with 25.

How do I check a Wells Fargo Clearing Services, LLC advisor in Dubuque?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.