Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rosemont, IL

Every SEC-registered investment adviser representative at a firm office in Rosemont, with the firms that employ the most of them.

The short answer

20 registered advisors work in Rosemont; the most are at LPL Enterprise, LLC (14). 1 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Rosemont

FirmAdvisors in Rosemont
LPL Enterprise, LLC news14
Brentview Investment Management, LLC2
LPL Financial LLC news2
Fifth Third Securities, Inc.1
Vital Wealth Management, LLC1

Advisors in Rosemont, A to Z

CFP advisors in Rosemont →

Other cities in Illinois

All of Illinois →

Chicago 6,269Wheaton 814Oak Brook 529Naperville 520Rockford 466Deerfield 435Downers Grove 391Schaumburg 327Northbrook 316Springfield 239Oakbrook Terrace 229Lisle 218Peoria 213Orland Park 202Lombard 189Barrington 179Champaign 141Elmhurst 137Arlington Heights 135Lake Forest 133Bloomington 125Glenview 120Skokie 120Highland Park 116

Questions

How many financial advisors are in Rosemont, IL?

20 investment adviser representatives are registered at firm offices in Rosemont, Illinois, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Rosemont?

LPL Enterprise, LLC, with 14 registered advisors in Rosemont, followed by Brentview Investment Management, LLC with 2.

How do I check a financial advisor in Rosemont?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.