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Sole Member · Charles Fish Investments, Inc.

John A. Gomez

CRD 2275694 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Charles Fish Investments, Inc., an SEC-registered wealth manager based in Irvine, CA with $331 million in regulatory assets, lists John A. Gomez on its Form ADV as Sole Member, a control person. The SEC filings also name John at 1 other registered adviser.

Firms and roles

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Charles W. FishPresident, CEO, & Chief Investment Officer, Charles Fish Investments, Inc.
  • Sharmistha ChakrabortyChief Compliance Officer (01/2014), Chief Operations Officer & Vice President, Charles Fish Investments, Inc.
  • James R. BootheChief Investment Officer, Brentview Investment Management, LLC
  • Hai H. VuDirector of Research, Brentview Investment Management, LLC
  • Cynthia M. AragonChief Compliance Officer, Brentview Investment Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.