Chief Compliance Officer · Brentview Investment Management, LLC
Cynthia M. Aragon
CRD 4316747 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Brentview Investment Management, LLC, an SEC-registered asset manager based in Rosemont, IL with $266 million in regulatory assets, lists Cynthia M. Aragon on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Cynthia at 1 other registered adviser.
Firms and roles
- Brentview Investment Management, LLCChief Compliance OfficerAsset manager · Rosemont, IL · $266M in regulatory assets
- Verdara PPP LLCChief Compliance OfficerAsset manager · Tampa, FL · $0M in regulatory assets
AtlasMembers
Cynthia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John A. GomezPresident, Brentview Investment Management, LLC
- James R. BootheChief Investment Officer, Brentview Investment Management, LLC
- Hai H. VuDirector of Research, Brentview Investment Management, LLC
- Robert D. CulbersonChief Experience Officer, Verdara PPP LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cynthia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.