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Financial ADVSR advisor directory · SEC adviser records

Lake Street financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a Lake Street office in Chicago, A to Z.

The short answer

3 registered advisors work at Lake Street in Chicago, out of 4 at the firm nationwide; it ranks number 161 in the city by advisors. 1 list the CFP designation and 1 are also registered broker representatives.

Lake Street advisors in Chicago, A to Z

Every Lake Street advisor →

Lake Street advisors in every city and state →Lake Street: assets, clients and custodians →Advisor Moves: who changed firms this week →

Lake Street advisors in other cities

Palm City, FL 1

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229Nuveen Asset Management, LLC 219UBS Financial Services Inc. 173Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95

Questions

How many financial advisors does Lake Street have in Chicago?

3 investment adviser representatives are registered at Lake Street offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 1 list the CFP designation and 1 are also registered as broker representatives.

Is Lake Street one of the largest advisor employers in Chicago?

Lake Street ranks number 161 in Chicago by registered advisors; Morgan Stanley has the most, with 557.

How do I check a Lake Street advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Lake Street office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.