Financial ADVSR advisor directory · SEC adviser records
Ariel Investments, LLC financial advisors in Chicago, IL
Every SEC-registered investment adviser representative at a Ariel Investments, LLC office in Chicago, A to Z.
The short answer
3 registered advisors work at Ariel Investments, LLC in Chicago, out of 4 at the firm nationwide; it ranks number 148 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.
Ariel Investments, LLC advisors in Chicago, A to Z
Every Ariel Investments, LLC advisor →- Kara I. BrosioInvestment adviser rep
- James R. PrescottAlso a broker rep
- Henry E. ShollCertified Financial Planner · Also a broker rep
Ariel Investments, LLC advisors in every city and state →Ariel Investments, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Ariel Investments, LLC advisors in other cities
Other firms in Chicago
All Chicago advisors →Morgan Stanley 590J.P. Morgan Securities LLC 570Merrill Lynch, Pierce, Fenner & Smith Incorporated 475Hightower Advisors, LLC 364William Blair 270Bankers Life Advisory Services, Inc. 242Nuveen Asset Management, LLC 219UBS Financial Services Inc. 183Neuberger Berman Bd LLC 110Strategic Advisers LLC 105Wells Fargo Clearing Services, LLC 104LPL Financial LLC 100
Questions
How many financial advisors does Ariel Investments, LLC have in Chicago?
3 investment adviser representatives are registered at Ariel Investments, LLC offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.
Is Ariel Investments, LLC one of the largest advisor employers in Chicago?
Ariel Investments, LLC ranks number 148 in Chicago by registered advisors; Morgan Stanley has the most, with 590.
How do I check a Ariel Investments, LLC advisor in Chicago?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ariel Investments, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.