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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Punta Gorda, FL

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Punta Gorda, A to Z.

The short answer

4 registered advisors work at Cetera Investment Advisers LLC in Punta Gorda, out of 9,253 at the firm nationwide; it ranks number 6 in the city by advisors. 2 list the CFP designation and 4 are also registered broker representatives.

Cetera Investment Advisers LLC advisors in Punta Gorda, A to Z

Every Cetera Investment Advisers LLC advisor →

Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC advisors in other cities

San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52

Other firms in Punta Gorda

All Punta Gorda advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 17Edward Jones 10Osaic Wealth, Inc. 7Morgan Stanley 6Wells Fargo Clearing Services, LLC 5LPL Financial LLC 4Hightower Advisors, LLC 3Wells Fargo Advisors Financial Network, LLC 3

Questions

How many financial advisors does Cetera Investment Advisers LLC have in Punta Gorda?

4 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Punta Gorda, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 2 list the CFP designation and 4 are also registered as broker representatives.

Is Cetera Investment Advisers LLC one of the largest advisor employers in Punta Gorda?

Cetera Investment Advisers LLC ranks number 6 in Punta Gorda by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 17.

How do I check a Cetera Investment Advisers LLC advisor in Punta Gorda?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.