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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Punta Gorda, FL

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Punta Gorda, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Punta Gorda, out of 21,098 at the firm nationwide; it ranks number 7 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Punta Gorda, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Punta Gorda

All Punta Gorda advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 17Edward Jones 10Osaic Wealth, Inc. 7Morgan Stanley 6Wells Fargo Clearing Services, LLC 5Cetera Investment Advisers LLC 4Hightower Advisors, LLC 3Wells Fargo Advisors Financial Network, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Punta Gorda?

4 investment adviser representatives are registered at LPL Financial LLC offices in Punta Gorda, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Punta Gorda?

LPL Financial LLC ranks number 7 in Punta Gorda by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 17.

How do I check a LPL Financial LLC advisor in Punta Gorda?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.