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Financial ADVSR advisor directory · SEC adviser records

United Brokerage Services, Inc. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a United Brokerage Services, Inc. office in North Carolina, by city and A to Z.

The short answer

9 registered advisors work at United Brokerage Services, Inc. in North Carolina, out of 48 nationwide; it's the firm's number 3 state by advisors, and the most are in Lincolnton (2). 1 list the CFP designation and 9 are also registered broker representatives.

United Brokerage Services, Inc. advisors by city in North Carolina

Every firm in North Carolina →

Lincolnton 2Raleigh 2Charlotte 1Fayetteville 1Washington 1Wilmington 1

United Brokerage Services, Inc. advisors in North Carolina, A to Z

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United Brokerage Services, Inc. advisors in every state →United Brokerage Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

United Brokerage Services, Inc. in other states

West Virginia 16Virginia 15South Carolina 4

Questions

How many United Brokerage Services, Inc. financial advisors are in North Carolina?

9 investment adviser representatives are registered at United Brokerage Services, Inc. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 48 at the firm nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Where in North Carolina does United Brokerage Services, Inc. have the most advisors?

Lincolnton, with 2, then Raleigh (2). United Brokerage Services, Inc. has advisors in 6 cities in North Carolina.

How do I check a United Brokerage Services, Inc. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the United Brokerage Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.