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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Southern California Wealth Management Associates financial advisors in California

Every SEC-registered investment adviser representative at a Southern California Wealth Management Associates office in California, by city and A to Z.

The short answer

3 registered advisors work at Southern California Wealth Management Associates in California, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Rolling Hills Estates (2). 0 list the CFP designation and 2 are also registered broker representatives.

Southern California Wealth Management Associates advisors by city in California

Every firm in California →

Rolling Hills Estates 2Woodland Hills 1

Southern California Wealth Management Associates advisors in California, A to Z

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Questions

How many Southern California Wealth Management Associates financial advisors are in California?

3 investment adviser representatives are registered at Southern California Wealth Management Associates offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Where in California does Southern California Wealth Management Associates have the most advisors?

Rolling Hills Estates, with 2, then Woodland Hills (1). Southern California Wealth Management Associates has advisors in 2 cities in California.

How do I check a Southern California Wealth Management Associates advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Southern California Wealth Management Associates office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.