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Financial ADVSR advisor directory · SEC adviser records

Southern California Wealth Management Associates financial advisors

Every SEC-registered investment adviser representative at Southern California Wealth Management Associates, by the state and city of the office they work from.

The short answer

3 registered advisors work at Southern California Wealth Management Associates, in 1 state and 2 cities; the most are in Rolling Hills Estates, CA (2). 0 list the CFP designation and 2 are also registered broker representatives.

Search every Southern California Wealth Management Associates advisor by name →Who joined and left Southern California Wealth Management Associates →

Cities with the most Southern California Wealth Management Associates advisors

Rolling Hills Estates, CA 2Woodland Hills, CA 1

Southern California Wealth Management Associates advisors by state

Southern California Wealth Management Associates in California 3

Rolling Hills Estates 2Woodland Hills 1

Questions

How many financial advisors does Southern California Wealth Management Associates have?

3 investment adviser representatives are registered with Southern California Wealth Management Associates, according to the SEC's Investment Adviser Public Disclosure records, in 1 state and 2 cities. 0 list the CFP designation and 2 are also registered as broker representatives.

Where does Southern California Wealth Management Associates have the most advisors?

Rolling Hills Estates, CA, with 2 registered advisors, then Woodland Hills, CA (1). By state, California has the most, with 3.

How do I find a Southern California Wealth Management Associates financial advisor near me?

Pick your state below, then your city, to see every Southern California Wealth Management Associates advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Southern California Wealth Management Associates offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →