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Financial ADVSR advisor directory · SEC adviser records

Santander Securities LLC financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Santander Securities LLC office in Rhode Island, by city and A to Z.

8 registered advisors work at Santander Securities LLC in Rhode Island, out of 138 nationwide; it's the firm's number 5 state by advisors, and the most are in Lincoln (2). 0 list the CFP designation and 8 are also registered broker representatives.

Santander Securities LLC advisors by city in Rhode Island

Every firm in Rhode Island →

Lincoln 2Providence 2Wakefield 2Smithfield 1Woonsocket 1

Santander Securities LLC advisors in Rhode Island, A to Z

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Santander Securities LLC advisors in every state →Santander Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Santander Securities LLC in other states

Massachusetts 48New Jersey 31Pennsylvania 23New York 17New Hampshire 6Florida 4

Questions

How many Santander Securities LLC financial advisors are in Rhode Island?

8 investment adviser representatives are registered at Santander Securities LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 138 at the firm nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Where in Rhode Island does Santander Securities LLC have the most advisors?

Lincoln, with 2, then Providence (2). Santander Securities LLC has advisors in 5 cities in Rhode Island.

How do I check a Santander Securities LLC advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Santander Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.