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Financial ADVSR advisor directory · SEC adviser records

Rice Hall James & Associates LLC financial advisors in California

Every SEC-registered investment adviser representative at a Rice Hall James & Associates LLC office in California, by city and A to Z.

The short answer

5 registered advisors work at Rice Hall James & Associates LLC in California, out of 5 nationwide; it's the firm's number 1 state by advisors, and the most are in San Diego (4). 0 list the CFP designation and 0 are also registered broker representatives.

Rice Hall James & Associates LLC advisors by city in California

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San Diego 4Pasadena 1

Rice Hall James & Associates LLC advisors in California, A to Z

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Questions

How many Rice Hall James & Associates LLC financial advisors are in California?

5 investment adviser representatives are registered at Rice Hall James & Associates LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Where in California does Rice Hall James & Associates LLC have the most advisors?

San Diego, with 4, then Pasadena (1). Rice Hall James & Associates LLC has advisors in 2 cities in California.

How do I check a Rice Hall James & Associates LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rice Hall James & Associates LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.