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Managing Member, Chief Operating Officer, President · Rice Hall James & Associates LLC

Thuong-Thao N. Buu-Hoan

CRD 4551637 · Named on Form ADV at one SEC-registered adviser

At a glance

Rice Hall James & Associates LLC, an SEC-registered asset manager based in SAN Diego, CA with $1.7 billion in regulatory assets, lists Thuong-Thao N. Buu-Hoan on its Form ADV as Managing Member, Chief Operating Officer, President, a control person.

Firms and roles

AtlasMembers

Thuong-Thao’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Carl M. ObeckMember, Chief Financial Officer, Rice Hall James & Associates LLC
  • Timothy A. TodaroManaging Member, Portfolio Manager, Rice Hall James & Associates LLC
  • Janine A. MarquezChief Compliance Officer, Rice Hall James & Associates LLC
  • Gary S. RicePortfolio Manager, Rice Hall James & Associates LLC
  • Louis M. HoltzManaging Member, Chief Investment Officer, Portfolio Manager, Rice Hall James & Associates LLC

2 more people named with Thuong-Thao on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thuong-Thao’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.