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Chief Compliance Officer · Rice Hall James & Associates LLC

Janine A. Marquez

CRD 5697362 · Named on Form ADV at one SEC-registered adviser

At a glance

Rice Hall James & Associates LLC, an SEC-registered asset manager based in SAN Diego, CA with $1.7 billion in regulatory assets, lists Janine A. Marquez on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Janine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Carl M. ObeckMember, Chief Financial Officer, Rice Hall James & Associates LLC
  • Thuong-Thao N. Buu-HoanManaging Member, Chief Operating Officer, President, Rice Hall James & Associates LLC
  • Timothy A. TodaroManaging Member, Portfolio Manager, Rice Hall James & Associates LLC
  • Gary S. RicePortfolio Manager, Rice Hall James & Associates LLC
  • Louis M. HoltzManaging Member, Chief Investment Officer, Portfolio Manager, Rice Hall James & Associates LLC

2 more people named with Janine on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Janine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.