Financial ADVSR advisor directory · SEC adviser records
Rice Hall James & Associates LLC financial advisors in San Diego, CA
Every SEC-registered investment adviser representative at a Rice Hall James & Associates LLC office in San Diego, A to Z.
The short answer
4 registered advisors work at Rice Hall James & Associates LLC in San Diego, out of 5 at the firm nationwide; it ranks number 105 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Rice Hall James & Associates LLC advisors in San Diego, A to Z
Every Rice Hall James & Associates LLC advisor →- Thuong-Thao N. Buu-HoanInvestment adviser rep
- Gary S. RiceInvestment adviser rep
- Anthon H. ShawInvestment adviser rep
- Timothy A. TodaroChartered Financial Analyst
Rice Hall James & Associates LLC advisors in every city and state →Rice Hall James & Associates LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Rice Hall James & Associates LLC advisors in other cities
Other firms in San Diego
All San Diego advisors →LPL Financial LLC 743Wells Fargo Clearing Services, LLC 170Morgan Stanley 150Merrill Lynch, Pierce, Fenner & Smith Incorporated 131UBS Financial Services Inc. 121Strategic Advisers LLC 112Cetera Investment Advisers LLC 107J.P. Morgan Securities LLC 105Park Avenue Securities LLC 71Independent Financial Group, LLC 68Commonwealth Financial Network 62Madison Avenue Securities, LLC 60
Questions
How many financial advisors does Rice Hall James & Associates LLC have in San Diego?
4 investment adviser representatives are registered at Rice Hall James & Associates LLC offices in San Diego, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Rice Hall James & Associates LLC one of the largest advisor employers in San Diego?
Rice Hall James & Associates LLC ranks number 105 in San Diego by registered advisors; LPL Financial LLC has the most, with 743.
How do I check a Rice Hall James & Associates LLC advisor in San Diego?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rice Hall James & Associates LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.