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Financial ADVSR advisor directory · SEC adviser records

Prime Capital Financial financial advisors in North Dakota

Every SEC-registered investment adviser representative at a Prime Capital Financial office in North Dakota, by city and A to Z.

The short answer

3 registered advisors work at Prime Capital Financial in North Dakota, out of 234 nationwide; it's the firm's number 14 state by advisors, and the most are in Fargo (3). 2 list the CFP designation and 0 are also registered broker representatives.

Prime Capital Financial advisors by city in North Dakota

Every firm in North Dakota →

Fargo 3

Prime Capital Financial advisors in North Dakota, A to Z

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Prime Capital Financial advisors in every state →Prime Capital Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prime Capital Financial in other states

Kansas 136Texas 18California 12Arkansas 11North Carolina 7Connecticut 4Florida 4Georgia 4Nevada 4Iowa 3Louisiana 3Michigan 3Minnesota 3New York 3

Questions

How many Prime Capital Financial financial advisors are in North Dakota?

3 investment adviser representatives are registered at Prime Capital Financial offices in North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 234 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in North Dakota does Prime Capital Financial have the most advisors?

Fargo, with 3. Prime Capital Financial has advisors in 1 city in North Dakota.

How do I check a Prime Capital Financial advisor in North Dakota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prime Capital Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.