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Financial ADVSR advisor directory · SEC adviser records

Founders Financial Securities LLC financial advisors in Ohio

Every SEC-registered investment adviser representative at a Founders Financial Securities LLC office in Ohio, by city and A to Z.

The short answer

3 registered advisors work at Founders Financial Securities LLC in Ohio, out of 100 nationwide; it's the firm's number 7 state by advisors, and the most are in Dayton (2). 1 list the CFP designation and 3 are also registered broker representatives.

Founders Financial Securities LLC advisors by city in Ohio

Every firm in Ohio →

Dayton 2Milford 1

Founders Financial Securities LLC advisors in Ohio, A to Z

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Founders Financial Securities LLC advisors in every state →Founders Financial Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Founders Financial Securities LLC in other states

Maryland 40Michigan 13California 6Massachusetts 6Pennsylvania 4Florida 3West Virginia 3

Questions

How many Founders Financial Securities LLC financial advisors are in Ohio?

3 investment adviser representatives are registered at Founders Financial Securities LLC offices in Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 100 at the firm nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Where in Ohio does Founders Financial Securities LLC have the most advisors?

Dayton, with 2, then Milford (1). Founders Financial Securities LLC has advisors in 2 cities in Ohio.

How do I check a Founders Financial Securities LLC advisor in Ohio?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Founders Financial Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.