Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Founders Financial Securities LLC financial advisors in California

Every SEC-registered investment adviser representative at a Founders Financial Securities LLC office in California, by city and A to Z.

The short answer

6 registered advisors work at Founders Financial Securities LLC in California, out of 100 nationwide; it's the firm's number 3 state by advisors, and the most are in Fresno (3). 0 list the CFP designation and 5 are also registered broker representatives.

Founders Financial Securities LLC advisors by city in California

Every firm in California →

Fresno 3Danville 1Modesto 1San Ramon 1

Founders Financial Securities LLC advisors in California, A to Z

Search by name →

Founders Financial Securities LLC advisors in every state →Founders Financial Securities LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Founders Financial Securities LLC in other states

Maryland 40Michigan 13Massachusetts 6Pennsylvania 4Florida 3Ohio 3West Virginia 3

Questions

How many Founders Financial Securities LLC financial advisors are in California?

6 investment adviser representatives are registered at Founders Financial Securities LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 100 at the firm nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Where in California does Founders Financial Securities LLC have the most advisors?

Fresno, with 3, then Danville (1). Founders Financial Securities LLC has advisors in 4 cities in California.

How do I check a Founders Financial Securities LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Founders Financial Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.