Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in New York
Every SEC-registered investment adviser representative at a Cwm, LLC office in New York, by city and A to Z.
4 registered advisors work at Cwm, LLC in New York, out of 597 nationwide; it's the firm's number 30 state by advisors, and the most are in Hauppauge (2). 2 list the CFP designation and 2 are also registered broker representatives.
Cwm, LLC advisors by city in New York
Every firm in New York →Cwm, LLC advisors in New York, A to Z
Search by name →- Jared B. KellerNew York · Certified Financial Planner
- Teal M. SchoonoverBrooklyn
- Lawrence D. SprungHauppauge · Certified Financial Planner
- Thomas A. Wenthen Jr.Hauppauge
Cwm, LLC advisors in every state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC in other states
Nebraska 277Texas 38Arizona 19Colorado 18Wisconsin 17Pennsylvania 16California 15Illinois 14Florida 12Michigan 12Iowa 11Georgia 10Louisiana 10Kansas 9Massachusetts 9Washington 9Indiana 8Maryland 8New Jersey 8Ohio 7Connecticut 6Oregon 6Utah 6Missouri 5Oklahoma 5Tennessee 5Minnesota 4New Hampshire 4Nevada 4South Dakota 4Arkansas 3Kentucky 3Montana 3Virginia 3
Questions
How many Cwm, LLC financial advisors are in New York?
4 investment adviser representatives are registered at Cwm, LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 597 at the firm nationwide. 2 list the CFP designation and 2 are also registered as broker representatives.
Where in New York does Cwm, LLC have the most advisors?
Hauppauge, with 2, then Brooklyn (1). Cwm, LLC has advisors in 3 cities in New York.
How do I check a Cwm, LLC advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.