Financial ADVSR advisor directory · SEC adviser records
Cwm, LLC financial advisors in Oklahoma
Every SEC-registered investment adviser representative at a Cwm, LLC office in Oklahoma, by city and A to Z.
5 registered advisors work at Cwm, LLC in Oklahoma, out of 597 nationwide; it's the firm's number 25 state by advisors, and the most are in Edmond (2). 3 list the CFP designation and 3 are also registered broker representatives.
Cwm, LLC advisors by city in Oklahoma
Every firm in Oklahoma →Cwm, LLC advisors in Oklahoma, A to Z
Search by name →- Mark C. ButterworthTulsa · Certified Financial Planner, Chartered Financial Consultant
- Michael T. FielderEdmond
- Kenneth D. GrantTulsa
- Triston H. Hasty-GrantOwasso · Certified Financial Planner
- Shawn D. PeschkeEdmond · Certified Financial Planner
Cwm, LLC advisors in every state →Cwm, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Cwm, LLC in other states
Nebraska 277Texas 38Arizona 19Colorado 18Wisconsin 17Pennsylvania 16California 15Illinois 14Florida 12Michigan 12Iowa 11Georgia 10Louisiana 10Kansas 9Massachusetts 9Washington 9Indiana 8Maryland 8New Jersey 8Ohio 7Connecticut 6Oregon 6Utah 6Missouri 5Tennessee 5Minnesota 4New Hampshire 4Nevada 4New York 4South Dakota 4Arkansas 3Kentucky 3Montana 3Virginia 3
Questions
How many Cwm, LLC financial advisors are in Oklahoma?
5 investment adviser representatives are registered at Cwm, LLC offices in Oklahoma, according to the SEC's Investment Adviser Public Disclosure records, out of 597 at the firm nationwide. 3 list the CFP designation and 3 are also registered as broker representatives.
Where in Oklahoma does Cwm, LLC have the most advisors?
Edmond, with 2, then Tulsa (2). Cwm, LLC has advisors in 3 cities in Oklahoma.
How do I check a Cwm, LLC advisor in Oklahoma?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cwm, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.