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Financial ADVSR advisor directory · SEC adviser records

Ascentis Independent Advisors, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Ascentis Independent Advisors, LLC office in California, by city and A to Z.

The short answer

9 registered advisors work at Ascentis Independent Advisors, LLC in California, out of 44 nationwide; it's the firm's number 2 state by advisors, and the most are in Fresno (3). 2 list the CFP designation and 3 are also registered broker representatives.

Ascentis Independent Advisors, LLC advisors by city in California

Every firm in California →

Fresno 3Lafayette 1Laguna Niguel 1Modesto 1Newport Beach 1Torrance 1Yucca Valley 1

Ascentis Independent Advisors, LLC advisors in California, A to Z

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Ascentis Independent Advisors, LLC advisors in every state →Ascentis Independent Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Ascentis Independent Advisors, LLC in other states

Texas 19Minnesota 4Colorado 3

Questions

How many Ascentis Independent Advisors, LLC financial advisors are in California?

9 investment adviser representatives are registered at Ascentis Independent Advisors, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 44 at the firm nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Where in California does Ascentis Independent Advisors, LLC have the most advisors?

Fresno, with 3, then Lafayette (1). Ascentis Independent Advisors, LLC has advisors in 7 cities in California.

How do I check a Ascentis Independent Advisors, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ascentis Independent Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.