Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Umb Private Wealth Management, LLC financial advisors in Denver, CO

Every SEC-registered investment adviser representative at a Umb Private Wealth Management, LLC office in Denver, A to Z.

The short answer

3 registered advisors work at Umb Private Wealth Management, LLC in Denver, out of 34 at the firm nationwide; it ranks number 137 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Umb Private Wealth Management, LLC advisors in Denver, A to Z

Every Umb Private Wealth Management, LLC advisor →

Umb Private Wealth Management, LLC advisors in every city and state →Umb Private Wealth Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Umb Private Wealth Management, LLC advisors in other cities

Overland Park, KS 26Dubuque, IA 1Edina, MN 1Milwaukee, WI 1Phoenix, AZ 1Scottsdale, AZ 1

Other firms in Denver

All Denver advisors →

Mercer Global Advisors Inc. 258Strategic Advisers LLC 210UBS Financial Services Inc. 121Morgan Stanley 107J.P. Morgan Securities LLC 102LPL Financial LLC 69Merrill Lynch, Pierce, Fenner & Smith Incorporated 67Robert W. Baird & Co. Incorporated 49Raymond James & Associates, Inc. 42Charles Schwab & Co., Inc. 37Edward Jones 35Ameriprise Financial Services, LLC 32

Questions

How many financial advisors does Umb Private Wealth Management, LLC have in Denver?

3 investment adviser representatives are registered at Umb Private Wealth Management, LLC offices in Denver, Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 34 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Umb Private Wealth Management, LLC one of the largest advisor employers in Denver?

Umb Private Wealth Management, LLC ranks number 137 in Denver by registered advisors; Mercer Global Advisors Inc. has the most, with 258.

How do I check a Umb Private Wealth Management, LLC advisor in Denver?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Umb Private Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.