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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Brookfield, WI

Every SEC-registered financial advisor at a firm office in Brookfield who lists the Chartered Financial Analyst designation, A to Z.

The short answer

17 CFA charterholders work in Brookfield; the most are at Annex Wealth Management, LLC (4). 1 are also registered broker representatives.

CFA advisors in Brookfield, A to Z

Every advisor in Brookfield →

Firms with the most CFA charterholders in Brookfield

Annex Wealth Management, LLC 4Entasis Asset Management LLC 3Dana Investment Advisors Inc. 2Francis LLC 2Ameriprise Financial Services, LLC 1Bluespring Wealth Management, LLC 1Borges Financial 1Charter Capital Management, Inc. 1Curi Capital, LLC 1Highland Investment Advisors LLC 1Resonant Capital Advisors, LLC 1

CFA advisors in other Wisconsin cities

All of Wisconsin →

Milwaukee 66Madison 20Neenah 13Green Bay 11Appleton 9Mequon 8Waukesha 8Altoona 6Pewaukee 4Verona 4Middleton 3

Questions

How many CFA financial advisors are in Brookfield, WI?

17 SEC-registered investment adviser representatives at firm offices in Brookfield, Wisconsin list the CFA designation; Annex Wealth Management, LLC employs the most of them (4).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Brookfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.