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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Appleton, WI

Every SEC-registered financial advisor at a firm office in Appleton who lists the Chartered Financial Analyst designation, A to Z.

9 CFA charterholders work in Appleton; the most are at Endowment Wealth Management, Inc. (3). 3 are also registered broker representatives.

CFA advisors in Appleton, A to Z

Every advisor in Appleton →
  • Jamie R. BrownEtf Model Solutions, LLC · Chartered Financial Analyst
  • Joseph O. MartinGoalbridge Wealth Management, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Christopher A. McCamanGateway Wealth Partners, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Prateek N. MehrotraEtf Model Solutions, LLC · Chartered Financial Analyst
  • Michael RickettGateway Wealth Partners, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Robert C. RiedlEndowment Wealth Management, Inc. · Chartered Financial Analyst
  • Donald A. SwainProfessional Financial Management, Inc. · Chartered Financial Analyst
  • Kyle J. TrippJohnson Wealth Inc. · Certified Financial Planner, Chartered Financial Analyst
  • Sean P. TwohigOsaic Wealth, Inc. · Chartered Financial Analyst

Firms with the most CFA charterholders in Appleton

Endowment Wealth Management, Inc. 3Etf Model Solutions, LLC 2Gateway Wealth Partners, LLC 2Goalbridge Wealth Management, LLC 1Johnson Wealth Inc. 1Osaic Wealth, Inc. 1Professional Financial Management, Inc. 1

CFA advisors in other Wisconsin cities

All of Wisconsin →

Milwaukee 66Madison 20Brookfield 17Neenah 13Green Bay 11Mequon 8Waukesha 8Altoona 6Pewaukee 4Verona 4Middleton 3

Questions

How many CFA financial advisors are in Appleton, WI?

9 SEC-registered investment adviser representatives at firm offices in Appleton, Wisconsin list the CFA designation; Endowment Wealth Management, Inc. employs the most of them (3).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Appleton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.