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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Waukesha, WI

Every SEC-registered financial advisor at a firm office in Waukesha who lists the Chartered Financial Analyst designation, A to Z.

8 CFA charterholders work in Waukesha; the most are at Dana Investment Advisors Inc. (5). 1 are also registered broker representatives.

CFA advisors in Waukesha, A to Z

Every advisor in Waukesha →

Firms with the most CFA charterholders in Waukesha

Dana Investment Advisors Inc. 5Provident Trust Company 2Voya Retirement Advisors, LLC 1

CFA advisors in other Wisconsin cities

All of Wisconsin →

Milwaukee 66Madison 20Brookfield 17Neenah 13Green Bay 11Appleton 9Mequon 8Altoona 6Pewaukee 4Verona 4Middleton 3

Questions

How many CFA financial advisors are in Waukesha, WI?

8 SEC-registered investment adviser representatives at firm offices in Waukesha, Wisconsin list the CFA designation; Dana Investment Advisors Inc. employs the most of them (5).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Waukesha?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.