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Financial ADVSR advisor directory · SEC adviser records

Transamerica Financial Advisors, LLC financial advisors in Santa Clara, CA

Every SEC-registered investment adviser representative at a Transamerica Financial Advisors, LLC office in Santa Clara, A to Z.

The short answer

6 registered advisors work at Transamerica Financial Advisors, LLC in Santa Clara, out of 1,006 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Transamerica Financial Advisors, LLC advisors in Santa Clara, A to Z

Every Transamerica Financial Advisors, LLC advisor →

Transamerica Financial Advisors, LLC advisors in every city and state →Transamerica Financial Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Transamerica Financial Advisors, LLC advisors in other cities

Bellevue, WA 37Houston, TX 34Plano, TX 32Las Vegas, NV 30Portland, OR 29Alpharetta, GA 28Centennial, CO 27Cedar Rapids, IA 25Cincinnati, OH 25Irvine, CA 25Alviso, CA 23Pleasanton, CA 23San Jose, CA 23So. Jordan, UT 23Orange, CA 16

Other firms in Santa Clara

All Santa Clara advisors →

J.P. Morgan Securities LLC 21Ameriprise Financial Services, LLC 9Wells Fargo Clearing Services, LLC 5Edelman Financial Engines 4Altura Wealth Advisors Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Strategic Advisers LLC 3

Questions

How many financial advisors does Transamerica Financial Advisors, LLC have in Santa Clara?

6 investment adviser representatives are registered at Transamerica Financial Advisors, LLC offices in Santa Clara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,006 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Transamerica Financial Advisors, LLC one of the largest advisor employers in Santa Clara?

Transamerica Financial Advisors, LLC ranks number 3 in Santa Clara by registered advisors; J.P. Morgan Securities LLC has the most, with 21.

How do I check a Transamerica Financial Advisors, LLC advisor in Santa Clara?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Transamerica Financial Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.