Financial ADVSR advisor directory · SEC adviser records
J.P. Morgan Securities LLC financial advisors in Santa Clara, CA
Every SEC-registered investment adviser representative at a J.P. Morgan Securities LLC office in Santa Clara, A to Z.
The short answer
21 registered advisors work at J.P. Morgan Securities LLC in Santa Clara, out of 12,970 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 21 are also registered broker representatives.
J.P. Morgan Securities LLC advisors in Santa Clara, A to Z
Every J.P. Morgan Securities LLC advisor →- Syed AliAlso a broker rep
- John H. BachAlso a broker rep
- Yi Charn ChenAlso a broker rep
- Gabriela De OliveiraAlso a broker rep
- Tuyet DoAlso a broker rep
- Wendy M. EhrlichAlso a broker rep
- Jerrad FormanAlso a broker rep
- Mauludin GhafariAlso a broker rep
- Vaishali HarirajanAlso a broker rep
- Tze E. HngAlso a broker rep
- Miguel JimenezAlso a broker rep
- Jenny JuAlso a broker rep
- Francesko KristovichAlso a broker rep
- James KuAlso a broker rep
- Joshua E. KuoAlso a broker rep
- Trung T. LamCertified Financial Planner · Also a broker rep
- John C. LewisAlso a broker rep
- Yanming LinAlso a broker rep
- Ting NganAlso a broker rep
- Yingfei ShiAlso a broker rep
- Gregory SuratAlso a broker rep
J.P. Morgan Securities LLC advisors in every city and state →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news and advisor moves →Advisor Moves: who changed firms this week →
J.P. Morgan Securities LLC advisors in other cities
New York, NY 1,933Chicago, IL 570Miami, FL 405Columbus, OH 392Los Angeles, CA 308Houston, TX 305San Francisco, CA 286Boston, MA 251Dallas, TX 213Plano, TX 200Irvine, CA 179Atlanta, GA 166Tempe, AZ 141Greenwich, CT 136San Antonio, TX 133
Other firms in Santa Clara
All Santa Clara advisors →Ameriprise Financial Services, LLC 9Transamerica Financial Advisors, LLC 6Wells Fargo Clearing Services, LLC 5Edelman Financial Engines 4Altura Wealth Advisors Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Strategic Advisers LLC 3
Questions
How many financial advisors does J.P. Morgan Securities LLC have in Santa Clara?
21 investment adviser representatives are registered at J.P. Morgan Securities LLC offices in Santa Clara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 12,970 nationwide. 1 list the CFP designation and 21 are also registered as broker representatives.
Is J.P. Morgan Securities LLC one of the largest advisor employers in Santa Clara?
J.P. Morgan Securities LLC ranks number 1 in Santa Clara by registered advisors, ahead of Ameriprise Financial Services, LLC (9).
How do I check a J.P. Morgan Securities LLC advisor in Santa Clara?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the J.P. Morgan Securities LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.