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Financial ADVSR advisor directory · SEC adviser records

Ameriprise Financial Services, LLC financial advisors in Santa Clara, CA

Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Santa Clara, A to Z.

The short answer

9 registered advisors work at Ameriprise Financial Services, LLC in Santa Clara, out of 11,734 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

Ameriprise Financial Services, LLC advisors in Santa Clara, A to Z

Every Ameriprise Financial Services, LLC advisor →

Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →

Ameriprise Financial Services, LLC advisors in other cities

Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63

Other firms in Santa Clara

All Santa Clara advisors →

J.P. Morgan Securities LLC 21Transamerica Financial Advisors, LLC 6Wells Fargo Clearing Services, LLC 5Edelman Financial Engines 4Altura Wealth Advisors Inc. 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Strategic Advisers LLC 3

Questions

How many financial advisors does Ameriprise Financial Services, LLC have in Santa Clara?

9 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Santa Clara, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is Ameriprise Financial Services, LLC one of the largest advisor employers in Santa Clara?

Ameriprise Financial Services, LLC ranks number 2 in Santa Clara by registered advisors; J.P. Morgan Securities LLC has the most, with 21.

How do I check a Ameriprise Financial Services, LLC advisor in Santa Clara?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.