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Financial ADVSR advisor directory · SEC adviser records

First Wilshire Securities Management, Inc. financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a First Wilshire Securities Management, Inc. office in Pasadena, A to Z.

The short answer

5 registered advisors work at First Wilshire Securities Management, Inc. in Pasadena, out of 5 at the firm nationwide; it ranks number 40 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.

First Wilshire Securities Management, Inc. advisors in Pasadena, A to Z

Every First Wilshire Securities Management, Inc. advisor →

First Wilshire Securities Management, Inc. advisors in every city and state →First Wilshire Securities Management, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17

Questions

How many financial advisors does First Wilshire Securities Management, Inc. have in Pasadena?

5 investment adviser representatives are registered at First Wilshire Securities Management, Inc. offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Is First Wilshire Securities Management, Inc. one of the largest advisor employers in Pasadena?

First Wilshire Securities Management, Inc. ranks number 40 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.

How do I check a First Wilshire Securities Management, Inc. advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the First Wilshire Securities Management, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.