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Financial ADVSR advisor directory · SEC adviser records

Sp Asset Management LLC financial advisors in Cupertino, CA

Every SEC-registered investment adviser representative at a Sp Asset Management LLC office in Cupertino, A to Z.

The short answer

3 registered advisors work at Sp Asset Management LLC in Cupertino, out of 3 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Sp Asset Management LLC advisors in Cupertino, A to Z

Every Sp Asset Management LLC advisor →

Sp Asset Management LLC advisors in every city and state →Sp Asset Management LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Cupertino

All Cupertino advisors →

Morgan Stanley 55Charles Schwab & Co., Inc. 27J.P. Morgan Securities LLC 14Hsbc Securities (USA) Inc. 8LPL Financial LLC 6Eagle Strategies LLC 5Transamerica Financial Advisors, LLC 5Wealth Enhancement Advisory Services, LLC 5Citigroup Global Markets Inc. 4Merrill Lynch, Pierce, Fenner & Smith Incorporated 4Insideout Wealth Strategies, LLC 3State Farm Investment Management Corp. 3

Questions

How many financial advisors does Sp Asset Management LLC have in Cupertino?

3 investment adviser representatives are registered at Sp Asset Management LLC offices in Cupertino, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Sp Asset Management LLC one of the largest advisor employers in Cupertino?

Sp Asset Management LLC ranks number 12 in Cupertino by registered advisors; Morgan Stanley has the most, with 55.

How do I check a Sp Asset Management LLC advisor in Cupertino?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sp Asset Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.