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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Tucson, AZ

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Tucson, A to Z.

The short answer

3 registered advisors work at Northwestern Mutual Investment Services, LLC in Tucson, out of 1,946 at the firm nationwide; it ranks number 55 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Tucson, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Tucson

All Tucson advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 58Wells Fargo Clearing Services, LLC 54LPL Financial LLC 43Morgan Stanley 40Strategic Advisers LLC 33Tci Wealth Advisors, Inc. 26Edward Jones 25Cetera Investment Advisers LLC 23J.P. Morgan Securities LLC 21RBC Capital Markets, LLC 21Wells Fargo Advisors Financial Network, LLC 19Ameriprise Financial Services, LLC 17

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Tucson?

3 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Tucson, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Tucson?

Northwestern Mutual Investment Services, LLC ranks number 55 in Tucson by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 58.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Tucson?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.