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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 3,415 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

3,415 advisors

Unlock all 3,415
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Margaret B. AaronHuntsville, ALMorgan StanleyAdviser and broker–Atlas2008
2Paul W. AbeleMountain Brook, ALCanterbury Investment Advisors LLCAdviser only–Atlas1999
3Benson M. AbercrombieBirmingham, ALWells Fargo Clearing Services, LLCAdviser and broker–Atlas2026
4Brittany R. AblesFairhope, ALRaymond James & Associates, Inc.Adviser and broker–Atlas2025
5Steven G. AbramsBirmingham, ALLanark Financial, Inc.Adviser and broker–Atlas1999
6Elizabeth V. AbsherVestavia Hills, ALKestra Advisory Services, LLCAdviser and broker–Atlas2015
7Edgar L. AcostaHoover, ALRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2008
8Brook D. ActonBirmingham, ALCetera Investment Advisers LLCAdviser and broker–Atlas2015
9Charles T. AdairBirmingham, ALWaverly Advisors, LLCAdviser only–Atlas2024
10Abigail A. AdamsHuntsville, ALLPL Financial LLCAdviser and broker–Atlas2023

3,405 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.