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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Joseph D. BeaudoinMount Pleasant, SCApollon Financial, LLCAdviser and brokerCFP, CFAAtlas2005
2Edward C. Beeker IISpartanburg, SCApollon Financial, LLCAdviser and broker–Atlas2008
3Glenn R. DehollanderGreenville, SCLPL Financial LLC +1 moreAdviser and brokerCFPAtlas1998
4Robert H. GormanMount Pleasant, SCApollon Wealth Management, LLC +1 moreAdviser onlyCFP, ChFCAtlas2009
5Michael A. HermanMount Pleasant, SCApollon Wealth Management, LLC +1 moreAdviser only–Atlas2004
6Dory A. RodriguezMount Pleasant, SCApollon Financial, LLCAdviser and brokerCFPAtlas2001
7Robert J. RuelleMount Pleasant, SCApollon Financial, LLCAdviser and brokerChFCAtlas2005
8Eric N. SternerMount Pleasant, SCApollon Financial, LLC +1 moreAdviser onlyCFAAtlas2019
9David G. TurnerGreenville, SCApollon Financial, LLCAdviser and brokerCFPAtlas2003
10Brandon D. VincentGreenville, SCApollon Financial, LLCAdviser and broker–Atlas2020

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.