Adviser and broker representative · Apollon Financial, LLC
Dory A. Rodriguez
CRD 4400437 · Mount Pleasant, SC
At a glance
Dory A. Rodriguez is an investment adviser representative with Apollon Financial, LLC in Mount Pleasant, SC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dory’s SEC record dates to 2001, about 25 years ago. Dory is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Apollon Financial, LLCSince January 2025Mount Pleasant, SC · $1.4B in regulatory assets
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Dory’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.